FDA SEC Reporting – Regulatory Reviews for SEC Forms
FDA SEC Reporting
Regulatory Reviews in Form 8-K
FDA SEC Reporting does not readily come to mind when considering foods, dietary supplements, drugs, cosmetics (so call “cosmeceuticals”), or medical devices. This is because it is not often the case where FDA regulation and law overlaps or impacts the Security and Exchange Commission. One of the most common instances where the FDA and SEC overlaps is in notifications to investors under Forms 8-K, 10-K, and 10-Q. The SEC explains:
In addition to filing annual reports on Form 10-K and quarterly reports on Form 10-Q, public companies must report certain material corporate events on a more current basis. Form 8-K is the
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